Individual Accountability and the SEC
From the 2016 PLUS D&O Symposium session “The DOJ, SEC and the New Era of Individual Accountability,” Helen Cantwell (Debevoise & Plimpton) and Stephanie Avakian, Esq. (U.S. Securities & Exchange Commission) discuss individual accountability and the reasons why 80% of SEC enforcement actions include individual liability charges. PLUS members can view this entire Conference session in the PLUS Multimedia Library.